Vantage Capital Markets Company Research Report

Company Overview

• Name: Vantage Capital Markets (VCM)

• Mission: To provide world class financial solutions to an extensive institutional client base including rapidly growing corporations, leading investment banks, commercial banks, asset managers, private equity funds, family offices, and hedge funds.

• Founded: 1999

• Founder(s): No information is available

• Key People: Leadership team information is not specified.

• Headquarters: No specific headquarters is mentioned, but VCM has major offices in London, Hong Kong, Tokyo, and Dubai.

• Number of Employees: No information is available

• Revenue: No information is available

• Known For: Providing financial and broking services, capital market offerings and placements, corporate finance advice, and execution of cash and derivative products across a range of asset classes.

Products and Services

Broking & Execution

• Equity Derivatives:

• Futures & Options

• Indices

• Single Stock Options

• MSCI

• Delta 1

• Equity Finance

• Exotics

• Cash Equities:

• Primary and Secondary Offerings

• Public and Private Market Share

• Sales and Broking

• Block Trades

• Access to Major Exchanges and Liquidity Pools Worldwide

• Fixed Income:

• Futures & Options Execution

• High Yield Bonds

• Government Bonds

• Corporate Bonds

• Distressed and Illiquid Assets

• Convertible Bonds

• Bond Repo

Capital Markets & Corporate Finance

• Corporate Capital Raising

• M&A & Corporate Finance

• Special Situations

• Placements

• Fund Capital Raising

Recent Developments

• New Products Launched: No information is available

• New Features Added: No information is available

• New Partnerships: No information is available

• Recent Awards:

• 2023: Top Inter-Dealer Broker Award by Hong Kong Exchanges and Clearing Limited (HKEX)

• Previous years include multiple recognitions as Top Inter-Dealer Broker and Top Broker for Equity Index Options.

Compliance and Ethical Standards

• Licensing & Membership:

• Licensed by the Hong Kong Securities and Futures Commission (CE No. ARI683)

• SEHK Participant

• SEHK Options Trading Exchange Participant

• HKFE Futures Commission Merchant

• US CFTC/NFA Exempt Trading Firm

• Ethical Business Practices:

• Committed to promoting ethical business practices and prevention of financial crime.

• Compliant with Hong Kong Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Prevention of Bribery Ordinance, and the Securities and Futures Ordinance.

Diversity & Inclusion

VCM embraces diversity and inclusion, providing equal opportunities regardless of race, gender, or other protected characteristics. The company fosters an inclusive work environment and is committed to professional development and growth for all employees.

Sustainability

• Environmental Stewardship: Focused on reducing environmental footprint and promoting energy efficiency.

• Social Responsibility: Promotes diversity, equity, and inclusion within the organization.

• Ethical Business Practices: Upholds high standards of integrity, compliance, and transparency.

Locations

• Offices:

• London

• Hong Kong

• Tokyo

• Dubai

• Additional Coverage:

• Miami

• New York

• Paris

• Zurich

• Frankfurt

• Milan

• Mumbai

• Bangkok

• Singapore

• Jakarta

• Beijing

• Shanghai

• Seoul

• Sydney

NOTE: This report includes information publicly available and does not contain sensitive insider information. Please contact VCM directly for any additional inquiries or password-protected documents.