Professional Overview

Alexandra Cosgrove is a seasoned compliance professional currently serving as Manager, Listed Company Compliance at the Canadian Securities Exchange (CSE) in Vancouver, British Columbia, Canada. Her key areas of expertise include securities regulatory compliance, listed issuer compliance, and corporate governance, with a strong focus on the financial and gaming industries.

Experience Summary

Current Role

As Manager, Listed Company Compliance at CSE, Alexandra oversees compliance programs for listed companies, ensuring adherence to regulatory requirements and exchange rules. Her key responsibilities include monitoring and addressing compliance issues, providing guidance on regulatory matters, and collaborating with internal stakeholders to develop and implement compliance policies.

Career Progression

Alexandra's career progression is marked by notable roles, including Sr. Analyst, Listed Issuer Compliance at CSE, and Securities and Gaming Regulatory Compliance at Jackpot Digital Inc. Her experience also includes roles at Corex Management Inc., TSX Venture Exchange, and Alchemy OTC Markets Specialists, LLC, demonstrating continuous growth and expansion of her expertise in compliance and regulatory affairs.

Areas of Expertise

Alexandra possesses industry-specific skills in securities regulation, compliance, and corporate governance. Her technical competencies include in-depth knowledge of exchange rules, regulatory requirements, and compliance software. As a leader, she has demonstrated management capabilities, including team collaboration, policy development, and issue resolution.

Professional Impact

While specific project details are not available, Alexandra's contributions to the development and implementation of compliance programs, as well as her guidance on regulatory matters, have likely had a positive impact on the companies she has worked with, ensuring their adherence to regulatory standards and mitigating potential risks.

Conclusion

Alexandra Cosgrove's professional trajectory is characterized by steady growth and increasing responsibility in compliance and regulatory roles. Currently focused on leading compliance initiatives at CSE, she brings significant value through her expertise, leadership capabilities, and commitment to regulatory excellence. As a compliance professional, Alexandra offers a unique blend of technical knowledge, industry insight, and management skills, positioning her for continued success in her field.