Professional Summary
Professional Overview
Ann Leddy is an accomplished legal and compliance professional with over 20 years of experience in the financial services industry. As the Chief Compliance Officer at CAPTRUST, she is responsible for overseeing the firm's adherence to regulatory requirements, implementing robust compliance programs, and ensuring the highest standards of ethical conduct.
Experience Summary
Current Role
As the Chief Compliance Officer at CAPTRUST, Ann is responsible for developing and maintaining the firm's compliance program, managing regulatory risks, and fostering a culture of compliance across the organization. She works closely with the executive team to ensure that CAPTRUST's policies, procedures, and controls are aligned with industry best practices and regulatory expectations. Under her leadership, the firm has successfully navigated complex regulatory landscapes and maintained a strong reputation for compliance excellence.
Career Progression
Prior to joining CAPTRUST, Ann held various leadership roles in compliance and legal functions at prominent financial institutions. As the Head of Retail Client Experience Compliance at Vanguard, she was instrumental in enhancing the firm's compliance practices and ensuring the protection of client interests. Earlier in her career, she served as the Director of Legal & Compliance at BlackRock, where she played a pivotal role in shaping the firm's compliance strategy, and as the Vice President and Associate General Counsel at Goldman Sachs, where she provided legal and compliance guidance to the organization.
Academic Background
Ann holds a Juris Doctor degree from a top-tier law school and is a member of the New York Bar Association. She has a strong academic background, having graduated with honors and demonstrated a commitment to continuous learning and professional development throughout her career.
Areas of Expertise
Ann's areas of expertise include regulatory compliance, risk management, client experience, and strategic compliance program development. She has a deep understanding of the financial services industry and has a proven track record of collaborating with cross-functional teams to implement effective compliance solutions. Her leadership skills, strategic thinking, and ability to navigate complex regulatory environments have been instrumental in driving positive organizational outcomes.
Professional Impact
Throughout her career, Ann has made significant contributions to the financial services industry. She has been actively involved in industry associations and has presented at prominent compliance conferences, sharing her insights and best practices with her peers. Her work has been recognized for its impact on client protection, regulatory compliance, and organizational resilience.
Conclusion
With her extensive experience, strategic mindset, and commitment to compliance excellence, Ann Leddy is a valuable asset to CAPTRUST. As the Chief Compliance Officer, she continues to enhance the firm's compliance program, foster a culture of ethical behavior, and contribute to the overall success and growth of the organization.
