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Anthony Forino

Professional Summary



Professional Overview


Anthony Forino is a seasoned compliance executive with over a decade of experience in the financial services industry. As the VP - Head of Compliance at Brigit, he is responsible for overseeing the company's comprehensive compliance program, ensuring adherence to regulatory standards, and driving strategic initiatives to mitigate risk and enhance operational efficiency.

Experience Summary



Current Role


In his current role at Brigit, Anthony is responsible for leading a team of compliance professionals and establishing robust policies, procedures, and controls to safeguard the organization's operations. He collaborates closely with cross-functional stakeholders to identify and address emerging compliance risks, staying abreast of industry regulations and best practices. Under his leadership, Brigit has successfully navigated complex compliance landscapes, maintaining a strong regulatory standing and earning the trust of its clients and partners.

Career Progression


Prior to joining Brigit, Anthony held several high-impact roles in the compliance field. As the Head of Compliance at Aven, he spearheaded the implementation of a comprehensive compliance management system, leading to a 25% reduction in regulatory violations. At Discover Financial Services, he served as the Compliance Testing Lead, where he developed and executed a data-driven testing program that identified and mitigated key risk areas, contributing to a 20% improvement in overall compliance posture.

Earlier in his career, Anthony held compliance and risk management positions at JPMorgan Chase & Co., where he honed his expertise in policy development, regulatory reporting, and risk analysis. His diverse background and deep understanding of the financial services industry have been instrumental in shaping his strategic and analytical approach to compliance management.

Academic Background


Anthony holds a Juris Doctor degree from The Ohio State University Moritz College of Law, where he graduated cum laude. He also earned a Bachelor of Arts degree in Economics from the University of Cincinnati, with a minor in Business Administration.

Areas of Expertise


  • Compliance program management and strategy development

  • Regulatory risk assessment and mitigation

  • Policy and procedure design and implementation

  • Compliance training and employee engagement

  • Regulatory reporting and audit management

  • Cross-functional collaboration and stakeholder management


Professional Impact


Throughout his career, Anthony has made significant contributions to the compliance field. At Aven, he led the implementation of a comprehensive compliance management system that resulted in a 25% reduction in regulatory violations. At Discover Financial Services, he developed and executed a data-driven testing program that identified and mitigated key risk areas, contributing to a 20% improvement in overall compliance posture.

Conclusion


With his extensive experience, strategic mindset, and commitment to excellence, Anthony Forino is a valuable asset to the Brigit team. As the VP - Head of Compliance, he continues to drive the organization's compliance efforts, ensuring adherence to regulatory standards and fostering a culture of ethical conduct and risk awareness.