Carolyn Wilary, Chief Compliance Officer of Allspring Funds Distributor, LLC

Professional Overview

Carolyn Wilary is an experienced compliance professional with a proven track record of ensuring regulatory adherence and driving operational excellence within the financial services industry. As the Chief Compliance Officer of Allspring Funds Distributor, LLC, she is responsible for overseeing the firm's compliance program, managing risk, and fostering a culture of ethical integrity.

Current Role

As the Chief Compliance Officer of Allspring Funds Distributor, LLC, Carolyn is responsible for developing, implementing, and maintaining the firm's comprehensive compliance program. She oversees all aspects of compliance, including policy development, regulatory monitoring, employee training, and audit and reporting processes. Carolyn's leadership has been instrumental in maintaining Allspring's reputation for compliance excellence and safeguarding the interests of its clients.

Career Progression

Carolyn began her career in the financial services industry as a Marketing Review Analyst at Strong Capital Management, where she gained valuable experience in regulatory compliance and securities regulations. She then joined Wells Fargo Funds Distributor, LLC, where she progressed through various roles, including Compliance Consultant, Compliance Manager, and ultimately, Chief Compliance Officer. In her most recent role, Carolyn demonstrated her ability to navigate complex regulatory landscapes and implement effective compliance strategies, preparing her for her current position at Allspring Funds Distributor, LLC.

Academic Background

Carolyn holds a Bachelor's degree in Biomedical Engineering from Marquette University, where she developed a strong foundation in analytical and problem-solving skills. Her educational background has provided her with the technical expertise and analytical mindset necessary to excel in the compliance field.

Areas of Expertise

Carolyn's areas of expertise include:

• Compliance program management

• Regulatory monitoring and interpretation

• Policy development and implementation

• Risk assessment and mitigation

• Employee training and development

• Audit and reporting processes

• Industry-specific regulatory compliance

Professional Impact

Throughout her career, Carolyn has demonstrated a steadfast commitment to upholding the highest standards of compliance and ethics. At Wells Fargo Funds Distributor, LLC, she played a key role in implementing robust compliance procedures that helped the firm navigate complex regulatory changes, earning her recognition for her contributions. At Allspring Funds Distributor, LLC, Carolyn continues to drive operational excellence and foster a culture of compliance, ensuring the firm's ongoing success and the protection of its clients' interests.

Conclusion

With her extensive experience, deep industry knowledge, and proven track record of success, Carolyn Wilary is a respected compliance professional who is well-equipped to lead Allspring Funds Distributor, LLC's compliance initiatives. Her unwavering commitment to ethical practices and risk management makes her a valuable asset to the organization and a trusted advisor to the industry.