Caryn Kauffman

Chief Financial Officer

Professional Overview

Caryn Kauffman is a seasoned financial executive with extensive experience in the public sector. As the Chief Financial Officer at the U.S. Securities and Exchange Commission, she oversees the agency's financial operations, provides strategic financial guidance, and ensures regulatory compliance. Kauffman's expertise spans financial reporting, budgeting, and internal controls, making her a valuable asset in her leadership role.

Experience Summary

Current Role

Caryn Kauffman has served as the Chief Financial Officer of the U.S. Securities and Exchange Commission since 2018. In this role, she is responsible for managing the agency's $1.8 billion budget, overseeing financial reporting and accounting, and ensuring the efficient allocation of resources. Kauffman's leadership has been instrumental in maintaining the SEC's financial integrity and supporting its mission to protect investors, maintain fair and orderly functioning of securities markets, and facilitate capital formation.

Prior to her current role, Kauffman held the position of Deputy Chief Financial Officer at the SEC from 2013 to 2018, where she played a critical role in enhancing the agency's financial management practices and implementing strategic initiatives.

Career Progression

Kauffman's career in public service began in 2011 when she joined the SEC as the Chief Accounting Officer. In this position, she was responsible for overseeing the agency's accounting operations and financial reporting. Her performance in this role led to her promotion to Deputy Chief Financial Officer, and ultimately, to her current position as the Chief Financial Officer.

Prior to her work at the SEC, Kauffman spent over a decade as a Senior Manager at PwC, where she gained extensive experience in financial auditing, risk management, and regulatory compliance within the financial services industry.

Academic Background

Caryn Kauffman holds a Bachelor of Science degree in Accounting from the University of Virginia. She is a Certified Public Accountant (CPA) and has also completed executive leadership programs at Harvard Business School and the Wharton School of the University of Pennsylvania.

Areas of Expertise

• Financial management and reporting

• Budgeting and resource allocation

• Internal controls and risk management

• Regulatory compliance and policy development

• Strategic financial planning and decision-making

• Organizational leadership and change management

Professional Impact

Throughout her career, Kauffman has made significant contributions to the financial oversight and management of the U.S. Securities and Exchange Commission. Her leadership has been instrumental in enhancing the agency's financial reporting and internal controls, leading to improvements in transparency and accountability. Kauffman has also played a pivotal role in aligning the SEC's financial priorities with its mission, ensuring that resources are effectively utilized to protect investors and maintain the integrity of the securities markets.

Conclusion

Caryn Kauffman's extensive experience in public sector finance, coupled with her strong leadership and strategic acumen, make her a highly respected and influential Chief Financial Officer at the U.S. Securities and Exchange Commission. Her commitment to financial excellence and her ability to navigate complex regulatory environments position her as a valuable asset in her current role and as a leader in the public finance sector.