Catherine Javier
Risk and Compliance Manager
New York, New York, United States
Professional Overview
Catherine Javier is an experienced Risk and Compliance Manager at Deloitte, where she leverages her expertise in financial regulations, risk assessment, and strategic compliance management to drive organizational resilience and integrity. With a strong background in the financial services industry, Catherine specializes in developing and implementing tailored risk mitigation strategies to ensure her clients maintain compliance with evolving industry standards.
Experience Summary
Current Role
As a Risk and Compliance Manager at Deloitte, Catherine is responsible for overseeing the development and execution of comprehensive risk management programs for her clients. In this role, she collaborates closely with cross-functional teams to identify, assess, and remediate potential compliance vulnerabilities, ensuring her clients remain compliant with all relevant laws, regulations, and industry best practices.
Through her data-driven approach and proactive risk monitoring, Catherine has successfully implemented streamlined compliance frameworks that have enhanced her clients' operational efficiency and reduced their exposure to financial and reputational risks. Her ability to translate complex regulatory requirements into actionable, business-aligned solutions has earned her a reputation as a trusted advisor among her clients.
Career Progression
Prior to joining Deloitte, Catherine held the position of Compliance Associate at a leading investment management firm, where she honed her skills in regulatory compliance, policy development, and internal control assessments. In this role, she played a pivotal part in strengthening the organization's compliance program, leading to improved audit outcomes and enhanced investor confidence.
Throughout her career, Catherine has demonstrated a strong commitment to professional development, continuously expanding her knowledge and staying abreast of emerging industry trends and best practices. Her adaptability, strategic problem-solving skills, and collaborative approach have been instrumental in her ability to deliver impactful solutions for her clients.
Academic Background
Catherine holds a Bachelor of Science in Finance from the University of Pennsylvania, where she graduated with Honors. She is also a Certified Regulatory Compliance Manager (CRCM), underscoring her dedication to maintaining the highest standards of compliance expertise.
Areas of Expertise
- Financial regulations and compliance frameworks
- Risk assessment and mitigation strategies
- Operational risk management
- Internal control design and implementation
- Regulatory reporting and audit preparation
- Stakeholder engagement and change management
Professional Impact
During her tenure at Deloitte, Catherine has played a pivotal role in enhancing the compliance posture of several prominent financial institutions. Notable achievements include:
- Spearheaded a comprehensive review of a global asset management firm's compliance program, resulting in the implementation of streamlined policies and procedures that drove a 25% reduction in regulatory infractions.
- Led a cross-functional team in the development and rollout of a centralized compliance monitoring solution, which improved the organization's ability to identify and address control weaknesses by 35%.
- Developed a customized risk assessment methodology that enabled a private equity firm to proactively address emerging compliance risks, leading to a 20% decrease in audit findings.
Conclusion
With her deep understanding of the financial services industry, proven track record of successful risk and compliance management, and strong commitment to delivering exceptional client service, Catherine Javier is poised to continue making a meaningful impact in her role as a Risk and Compliance Manager at Deloitte. Her adaptability, strategic mindset, and collaborative approach position her as a valuable asset in helping her clients navigate the increasingly complex regulatory landscape.
