Dave Thompson
Chief Risk Officer (CRO)
Chatham, New Jersey, United States
Professional Overview
Dave Thompson is a seasoned financial risk management executive with over 20 years of experience across various roles in the securities and derivatives industry. As the Chief Risk Officer (CRO) at Curvature Securities, LLC, he is responsible for identifying, analyzing, and mitigating potential risks to the firm's operations, assets, and reputation.
Experience Summary
Current Role
As the Chief Risk Officer at Curvature Securities, LLC, Dave is responsible for overseeing the firm's enterprise-wide risk management framework. He leads a team of risk analysts in developing and implementing robust risk policies, models, and controls to ensure the firm's compliance with regulatory requirements and industry best practices. Under Dave's leadership, Curvature Securities has successfully navigated complex market conditions and achieved a strong risk management record.
Career Progression
Prior to his current role, Dave served as the Managing Director of Equity & Options at Curvature Securities, where he played a pivotal role in expanding the firm's derivatives trading capabilities and optimizing risk-adjusted returns. Earlier in his career, he held senior positions in risk management at Velocity Clearing, USAA, and the Options Clearing Corporation (OCC), where he gained extensive experience in quantitative market risk analysis, portfolio margin risk management, and default management.
Academic Background
Dave holds a Master of Science (M.S.) degree in Financial Mathematics from the University of Chicago and a Bachelor of Science (B.S.) degree in Mathematics from the Massachusetts Institute of Technology (MIT). He is also a Certified Financial Risk Manager (FRM) and a member of the Global Association of Risk Professionals (GARP).
Areas of Expertise
- Enterprise-wide risk management
- Quantitative risk modeling and analysis
- Regulatory compliance and reporting
- Derivatives trading and portfolio management
- Operational risk identification and mitigation
- Leadership and team management
Professional Impact
During his tenure at Curvature Securities, Dave has been instrumental in enhancing the firm's risk management capabilities, leading to improved risk-adjusted returns and increased client confidence. He has also actively contributed to industry discussions on emerging risk management practices, serving as a speaker and panelist at various financial risk management conferences.
Conclusion
With his extensive experience, strong technical expertise, and leadership skills, Dave Thompson is a respected risk management professional who is well-positioned to guide Curvature Securities through the evolving challenges of the financial industry. His commitment to proactive risk management and continuous improvement makes him a valuable asset to the firm and its clients.
