Professional Overview
Deipti Mahajan is an experienced Compliance Officer with a demonstrated history of working in the financial services industry. She currently serves as the Compliance Head India Advisory & Compliance Officer APAC at Tower Research Capital, where she oversees the organization's compliance strategy and initiatives across the India and Asia-Pacific regions.
Experience Summary
Current Role
As the Compliance Head India Advisory & Compliance Officer APAC at Tower Research Capital, Deipti is responsible for developing, implementing, and maintaining comprehensive compliance programs to ensure adherence to regulatory requirements. She works closely with senior leadership to identify, assess, and mitigate compliance risks, and plays a pivotal role in shaping the firm's compliance-related policies and procedures.
Under Deipti's leadership, Tower Research Capital has strengthened its compliance posture, earning the trust of clients and regulators in the APAC market. Her proactive approach and effective collaboration with cross-functional teams have contributed to the firm's successful navigation of complex regulatory environments.
Career Progression
Deipti's career in the financial services industry spans over 15 years, during which she has held various compliance and managerial roles. Prior to her current position, she served as the Compliance Officer for India at Tower Research Capital, where she played a crucial role in establishing robust compliance frameworks and systems.
Earlier in her career, Deipti held leadership positions at Convexity Solutions & Advisors Private Limited, Delhi Stock Exchange Limited, Ludhiana Stock Exchange Limited, and SPFL Securities Ltd. Throughout her career, she has demonstrated the ability to navigate complex regulatory landscapes, implement effective compliance strategies, and contribute to the overall success of the organizations she has served.
Academic Background
Deipti holds a Bachelor's degree in Commerce from a reputable university, where she graduated with distinction. Her academic achievements and specialized knowledge in finance and compliance have been instrumental in shaping her professional development.
Areas of Expertise
- Compliance strategy and program development
- Regulatory compliance and risk management
- Financial reporting and internal controls
- Stakeholder engagement and relationship management
- Leadership and team coordination
Professional Impact
Deipti's contributions to the financial services industry have been recognized by her peers and industry leaders. She has actively participated in industry forums and conferences, sharing her insights and best practices in compliance management. Her commitment to excellence and continuous improvement has earned her a strong reputation as a trusted compliance professional.
Conclusion
With her deep understanding of the financial services industry, strong technical expertise, and proven track record of success, Deipti Mahajan is a valuable asset to Tower Research Capital. As the Compliance Head India Advisory & Compliance Officer APAC, she continues to drive the organization's compliance initiatives, contributing to its growth and reputation in the APAC market.
