Gregory Sandler

Chief Compliance Officer

Professional Overview
Gregory Sandler is a seasoned Chief Compliance Officer with extensive experience in the financial services industry. He possesses a deep understanding of regulatory compliance, risk management, and strategic advisory roles. Sandler's expertise spans across sectors, with a particular focus on investment management and renewable energy.

Experience Summary

Current Roles
As the Chief Compliance Officer at EnFin, Sandler is responsible for overseeing the firm's comprehensive compliance program, ensuring adherence to all relevant laws, regulations, and industry best practices. Concurrently, he serves as the Director of Compliance at HANWHA Q CELLS USA INC, where he leads the development and implementation of robust compliance frameworks to support the company's growth in the renewable energy sector.

In addition to his corporate responsibilities, Sandler is an active Board Member at the Miami Children's Museum, contributing his leadership and strategic guidance to the institution's operations and community initiatives.

Career Progression
Prior to his current roles, Sandler served as the Chief Compliance Officer at Goal Investment Management, where he played a pivotal role in strengthening the firm's compliance posture and mitigating regulatory risks. Throughout his career, Sandler has demonstrated a strong track record of driving organizational change, implementing innovative compliance solutions, and fostering a culture of ethical business practices.

Academic Background
Sandler holds a Bachelor of Science in Business Administration from the University of Florida, with a specialization in Finance. He is also a Certified Compliance and Ethics Professional (CCEP), further solidifying his expertise in regulatory compliance and corporate governance.

Areas of Expertise

• Compliance program development and oversight

• Risk assessment and mitigation strategies

• Regulatory interpretation and implementation

• Financial services and renewable energy industry knowledge

• Strategic advisory and leadership abilities

Professional Impact
Sandler's achievements include the successful implementation of a comprehensive compliance framework at Goal Investment Management, which led to a significant reduction in regulatory infractions and enhanced client trust. He has also been recognized for his contributions to the renewable energy sector, having played a key role in HANWHA Q CELLS USA INC's compliance initiatives that supported the company's growth and sustainability efforts.

Conclusion
With a career spanning over two decades, Gregory Sandler has established himself as a respected and trusted compliance leader in the financial services and renewable energy industries. His comprehensive expertise, strategic mindset, and commitment to ethical business practices make him a valuable asset to his current and future organizations.