Professional Summary
Professional Overview
James Pigott is a seasoned financial services executive with over 15 years of experience in regulatory affairs, compliance, and risk management. As the Managing Director of Regulatory Affairs for the U.S. Region at CIBC US, he is responsible for overseeing the development and implementation of regulatory strategies, ensuring the bank's compliance with all applicable laws and regulations, and mitigating potential risks across the organization.
Experience Summary
Current Role
As the Managing Director of Regulatory Affairs for the U.S. Region at CIBC US, James is responsible for leading a team of compliance professionals in developing and executing regulatory strategies that align with the bank's overall business objectives. He works closely with cross-functional teams to ensure that CIBC US maintains a robust compliance framework, proactively identifies and addresses emerging regulatory issues, and implements best practices to mitigate risks and protect the organization's reputation.
Career Progression
Prior to his current role, James held various leadership positions in compliance and risk management at BMO Harris Bank, where he gained extensive experience in retail lending, consumer banking, and indirect lending compliance. He played a pivotal role in strengthening the bank's compliance program, enhancing risk management practices, and driving strategic initiatives to improve operational efficiency and customer experience.
Earlier in his career, James held roles at Popular Bank and Chicago Patrolmen's Federal Credit Union, where he honed his expertise in regulatory compliance, asset recovery, and legal services management.
Academic Background
James holds a Juris Doctorate from Chicago-Kent College of Law, Illinois Institute of Technology, and a Master of Business Administration in International Business from the Stuart School of Business, Illinois Institute of Technology. He also earned a Bachelor of Science in Management in Finance from Tulane University.
Areas of Expertise
- Regulatory affairs and compliance strategy
- Risk management and mitigation
- Retail lending and consumer banking compliance
- Indirect lending compliance
- Policy development and implementation
- Cross-functional collaboration and team leadership
Professional Impact
Throughout his career, James has demonstrated a strong commitment to driving positive change within the financial services industry. He has spearheaded initiatives that have improved operational efficiency, enhanced customer experience, and strengthened regulatory compliance across the organizations he has served.
Conclusion
With his extensive expertise in regulatory affairs, compliance, and risk management, James Pigott is a highly respected financial services professional who is poised to continue making a significant impact in his role as the Managing Director of Regulatory Affairs for the U.S. Region at CIBC US.
