Professional Summary

Professional Overview

Jo Brown is an accomplished compliance professional and entrepreneur with extensive experience in the financial services industry. As the Owner of AML Independent Reviews and a Host on Airbnb, Jo brings a unique blend of compliance expertise and entrepreneurial acumen to their current roles.

Experience Summary

Current Roles

Owner, AML Independent Reviews (2022-07-01 to Present)

Responsible for overseeing all aspects of the independent review firm, including business development, client engagement, and compliance program assessments

Leverages deep industry knowledge and technical expertise to deliver comprehensive anti-money laundering (AML) and Bank Secrecy Act (BSA) compliance reviews for financial institutions

Collaborates with clients to identify areas of improvement and implement effective compliance strategies

Host, Airbnb (2021-11-01 to Present)

Manages a successful Airbnb property, providing exceptional guest experiences and upholding the platform's standards for quality and hospitality

Applies strong customer service and operations skills to ensure smooth property management and guest satisfaction

Career Progression

Compliance Consultant, Strategic Compliance Partners (2022-03-01 to 2023-04-01)

Provided specialized compliance consulting services to financial institutions, advising on regulatory requirements and best practices

Collaborated with clients to develop and enhance their compliance programs, ensuring adherence to applicable laws and regulations

Chief Compliance Officer, Beam Lending (2020-09-01 to 2023-02-01)

Oversaw the implementation and maintenance of a comprehensive compliance program, including AML, BSA, and consumer protection frameworks

Served as a trusted advisor to the executive team, ensuring the organization's operations aligned with regulatory requirements

Spearheaded the development of innovative compliance solutions to support the company's growth and mitigate risks

Compliance Officer, Zions Bancorporation (2020-03-01 to 2020-09-01)

Responsible for monitoring and reporting on the bank's compliance with various regulations, including the Bank Secrecy Act and Anti-Money Laundering (BSA/AML) requirements

Collaborated with cross-functional teams to identify and address compliance risks, and implement effective controls

VP, BSA/CRA/Deposit Compliance Officer, Bank of Utah (2007-09-01 to 2014-12-01)

Oversaw the development and implementation of the bank's BSA/AML, Community Reinvestment Act (CRA), and deposit compliance programs

Provided guidance and training to branch personnel to ensure adherence to regulatory requirements and internal policies

Played a key role in enhancing the bank's compliance posture and mitigating regulatory risks

Academic Background

Jo holds a Bachelor of Science in Business Administration from the University of Utah, with a concentration in Finance and Accounting.

Areas of Expertise

Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance

Regulatory compliance program development and implementation

Financial services operations and customer service

Entrepreneurship and property management

Professional Impact

Recognized for their exceptional compliance expertise and ability to deliver tailored solutions to financial institutions

Actively contributes to industry discussions and best practices through participation in professional associations and thought leadership initiatives

Demonstrated a track record of success in navigating complex regulatory environments and driving measurable improvements in compliance programs

Conclusion

With a diverse background in compliance, financial services, and entrepreneurship, Jo Brown is a versatile professional poised for continued success. Leveraging their deep industry knowledge and technical skills, Jo is committed to delivering exceptional results as the Owner of AML Independent Reviews and a Host on Airbnb, while also exploring new opportunities to make a meaningful impact in the compliance and financial services sectors.

Jo Brown