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Joshua Broaded

Joshua Broaded


Head of Global Regulatory Compliance, ACA Group



Professional Overview


Joshua Broaded is the Head of Global Regulatory Compliance at ACA Group, a leading provider of governance, risk, and compliance solutions. With over 20 years of industry experience, Broaded is a recognized expert in navigating the complex regulatory landscape and helping organizations maintain compliance across global markets.

Experience Summary



Current Role


As Head of Global Regulatory Compliance, Broaded oversees a team of compliance professionals who provide strategic guidance and tactical support to ACA Group's diverse client base. In this role, he is responsible for developing and implementing comprehensive compliance programs, advising on regulatory changes, and ensuring seamless integration of compliance best practices across the organization.

Under Broaded's leadership, ACA Group has solidified its reputation as a trusted advisor to financial institutions, investment firms, and other regulated entities. Through his innovative approaches and data-driven insights, he has helped clients navigate complex regulatory requirements, mitigate risks, and improve their overall compliance posture.

Career Progression


Prior to his current role, Broaded served as the Co-Head of Global Regulatory Compliance at ACA Group, where he played a pivotal role in expanding the firm's international footprint and strengthening its compliance capabilities. Before joining ACA Group, he held positions as a Partner at the firm and as an Examiner at the U.S. Securities and Exchange Commission, where he gained valuable regulatory experience and developed a deep understanding of the financial services industry.

Broaded's extensive background and proven track record of success have positioned him as a respected thought leader in the compliance field. He is a frequent speaker at industry conferences and has authored numerous articles and whitepapers on emerging compliance trends and best practices.

Academic Background


Broaded holds a Bachelor of Science in Finance from the University of Pittsburgh, where he graduated with honors. He is a Certified Regulatory and Compliance Professional (CRCP) and a member of the National Society of Compliance Professionals (NSCP).

Areas of Expertise


  • Global regulatory compliance strategy and implementation

  • Financial services industry regulations and compliance frameworks

  • Risk assessment and mitigation

  • Compliance program design and optimization

  • Regulatory change management

  • Compliance reporting and analytics


Professional Impact


Under Broaded's leadership, ACA Group has successfully guided numerous clients through high-stakes regulatory examinations and audits, helping them avoid costly fines and reputational damage. He has also spearheaded the development of innovative compliance technology solutions that have streamlined processes and enhanced clients' compliance capabilities.

Broaded's commitment to advancing the compliance profession is evident in his active involvement in industry associations and his dedication to mentoring the next generation of compliance professionals.

Conclusion


With his extensive expertise, strategic vision, and unwavering commitment to excellence, Joshua Broaded is a respected leader in the global regulatory compliance space. As the Head of Global Regulatory Compliance at ACA Group, he continues to drive innovation, foster client success, and shape the future of the compliance profession.