Kelly O'Brien

Chief Compliance Officer, M&T Bank

Professional Overview

Kelly O'Brien is an accomplished financial compliance executive with extensive experience in the banking and financial services industry. As the Chief Compliance Officer at M&T Bank, she is responsible for overseeing and ensuring the organization's adherence to all relevant regulations, laws, and industry best practices. With a strong background in compliance risk governance, consumer and business practices, and regulatory compliance, O'Brien is a respected leader in the field of corporate compliance.

Experience Summary

Current Role

As the Chief Compliance Officer at M&T Bank, O'Brien is responsible for developing and implementing comprehensive compliance programs to mitigate risks and maintain regulatory compliance across the organization. She leads a team of compliance professionals and works closely with senior management to ensure that the bank's operations and practices align with all applicable laws and regulations.

Career Progression

Prior to her current role, O'Brien held several progressive compliance-focused positions at M&T Bank, including serving as the Executive Vice President and Director of the Compliance Advisory Group & Governance, the Director of Consumer and Business Practices, and the Director of Enterprise Compliance and Compliance Risk Governance. Her extensive experience in various compliance roles has allowed her to develop a deep understanding of the regulatory landscape and the strategies needed to effectively manage compliance risks.

Academic Background

O'Brien holds a Juris Doctor degree from the University at Buffalo School of Law, where she graduated with honors. She is a Certified Regulatory Compliance Manager (CRCM) and a Certified Anti-Money Laundering Specialist (CAMS), further demonstrating her commitment to professional development and expertise in the compliance field.

Areas of Expertise

• Regulatory compliance management

• Compliance risk governance and mitigation

• Consumer and business practices compliance

• Anti-money laundering and financial crimes prevention

• Banking and financial services industry regulations

• Compliance program development and implementation

• Compliance strategy and risk management

Professional Impact

Throughout her career, O'Brien has played a pivotal role in enhancing the compliance posture of M&T Bank. She has led the development and implementation of innovative compliance solutions, ensuring the bank's operations adhere to the ever-evolving regulatory landscape. Her contributions have been instrumental in maintaining the bank's reputation for ethical and responsible financial practices.

Conclusion

With her extensive expertise in compliance management and a proven track record of success, Kelly O'Brien is a respected leader in the banking and financial services industry. As the Chief Compliance Officer at M&T Bank, she continues to drive strategic compliance initiatives that safeguard the organization's interests while upholding the highest standards of ethical and regulatory compliance.