Professional Summary
Professional Overview
Matthew Carney is a seasoned compliance professional with over 20 years of experience in the investment management industry. As the Chief Compliance Officer at Virtus Investment Partners, he is responsible for overseeing the firm's comprehensive compliance program, ensuring adherence to regulatory requirements, and mitigating potential risks. Carney's expertise spans across various areas, including investment compliance, trading oversight, and client reporting.
Experience Summary
Current Role
As the Chief Compliance Officer at Virtus Investment Partners since 2021, Carney is responsible for leading the firm's compliance efforts, which include monitoring and reporting on regulatory changes, conducting compliance audits, and implementing robust policies and procedures. Under his leadership, Virtus has strengthened its compliance infrastructure, resulting in enhanced investor protection and improved operational efficiencies.
Career Progression
Prior to his current role, Carney served as the Chief Compliance Officer at Vident Financial, LLC, Edge Capital Group, and Herndon Capital Management, LLC. He also held roles at RidgeWorth Investments, where he progressed from Associate - Equity Trading to Director - Compliance. Carney's diverse experience in compliance and trading has provided him with a deep understanding of the investment management industry and the evolving regulatory landscape.
Academic Background
Carney holds a Bachelor of Business Administration degree from the University of Georgia, where he specialized in Finance. His academic achievements and continuous professional development have equipped him with the necessary skills and knowledge to excel in the compliance field.
Areas of Expertise
- Investment compliance and regulatory oversight
- Trading and portfolio management compliance
- Client reporting and disclosure requirements
- Risk management and controls
- Compliance program development and implementation
- Leadership and team management
Professional Impact
Throughout his career, Carney has demonstrated a track record of successfully navigating complex compliance challenges and implementing effective solutions. He has played a pivotal role in enhancing the compliance programs of the organizations he has served, contributing to their overall operational efficiency and regulatory adherence. Carney's industry contributions include speaking engagements at compliance-focused events and active participation in industry associations.
Conclusion
With his extensive experience and deep understanding of the investment management industry, Matthew Carney is a respected compliance professional who consistently delivers value to his clients and employers. As the Chief Compliance Officer at Virtus Investment Partners, he continues to drive compliance excellence and contribute to the firm's ongoing success.
