Michael Schwartz

Chief Legal Officer and Chief Compliance Officer

Professional Overview

Michael Schwartz is a seasoned legal and compliance executive with extensive experience guiding organizations through complex regulatory environments. As the Chief Legal Officer and Chief Compliance Officer at Newtek Business Services, he leverages his deep industry expertise to ensure the company's operations align with all applicable laws and regulations. With a strategic mindset and a solutions-oriented approach, Michael plays a pivotal role in driving Newtek's growth and mitigating enterprise-wide risks.

Experience Summary

Current Role

As the Chief Legal Officer and Chief Compliance Officer at Newtek Business Services, Michael is responsible for overseeing all legal and compliance matters for the organization. He spearheads the development and implementation of comprehensive compliance programs, ensuring the company operates in full adherence to industry regulations. Michael also serves as the company's lead legal counsel, providing strategic guidance on a wide range of corporate and transactional issues. Under his leadership, Newtek has strengthened its compliance posture and successfully navigated complex legal challenges, contributing to the company's sustained growth and market leadership.

Career Progression

Prior to joining Newtek, Michael held the role of Senior Counsel at the company, where he provided legal counsel and compliance support. He also maintains a parallel position as a Partner at the law firm Horwitz, Horwitz & Paradis, where he has been instrumental in advising clients on regulatory compliance and complex legal matters. Michael's diverse background, spanning both in-house and private practice roles, has equipped him with a well-rounded understanding of the legal and compliance landscape, allowing him to deliver high-impact solutions for Newtek.

Academic Background

Michael holds a Juris Doctor degree from New York University School of Law, where he graduated with honors. He also earned a Bachelor of Arts degree from Columbia University, with a focus on Political Science and Economics.

Areas of Expertise

• Corporate and commercial law

• Regulatory compliance and risk management

• Mergers, acquisitions, and strategic transactions

• Corporate governance and policy development

• Litigation and dispute resolution

Professional Impact

During his tenure at Newtek, Michael has played a pivotal role in strengthening the company's compliance posture and mitigating legal risks. He has successfully navigated the organization through complex regulatory changes, ensuring seamless operations and maintaining the trust of key stakeholders. Michael's strategic legal counsel and proactive compliance initiatives have contributed to Newtek's market leadership and positioned the company for continued growth and success.

Conclusion

With his extensive legal expertise, industry-specific knowledge, and proven track record of success, Michael Schwartz is a valuable asset to Newtek Business Services. As the Chief Legal Officer and Chief Compliance Officer, he continues to drive the organization's strategic objectives while upholding the highest standards of legal and ethical conduct.