Professional Summary
Professional Overview
Nishant Prasad is an accomplished legal and compliance professional with over a decade of experience in the financial services industry. As the Chief Compliance and Legal Officer (CCO) at Wint Wealth, he is responsible for developing and implementing robust compliance frameworks, ensuring adherence to regulatory guidelines, and providing strategic legal counsel to drive the organization's growth.
Experience Summary
Current Role
As the Chief Compliance and Legal Officer at Wint Wealth, Nishant Prasad is responsible for overseeing all legal and compliance-related functions. He has been instrumental in building a comprehensive compliance program, which has strengthened the organization's regulatory adherence and risk management practices. Nishant's strategic guidance and proactive approach have been crucial in navigating complex regulatory landscapes and empowering Wint Wealth to operate with the highest standards of integrity.
Career Progression
Prior to his current role, Nishant held various legal positions, including Manager-Legal and Legal Counsel at Scripbox, where he provided legal support and led strategic initiatives. He also gained valuable experience during his secondment as Head (Legal) at India Resurgence Fund (IndiaRF). Earlier in his career, Nishant worked as an Associate at Khaitan & Co, a renowned law firm, where he honed his legal expertise and developed a strong understanding of the financial services industry.
Throughout his career, Nishant has demonstrated a keen ability to navigate complex legal and regulatory environments, and his contributions have been instrumental in driving organizational growth and compliance excellence.
Academic Background
Nishant Prasad holds a Bachelor of Laws (LL.B.) degree from the National Academy of Legal Studies & Research (NALSAR) University Hyderabad. During his time at NALSAR, he was actively involved in various academic and extracurricular activities, including serving as an Executive Member of the Recruitment Coordination Committee and the Internship Co-ordination Committee.
Areas of Expertise
- Corporate compliance and regulatory affairs
- Legal risk management and corporate governance
- Contract negotiation and drafting
- Financial services industry regulations
- Strategic legal advisory and problem-solving
- Cross-functional collaboration and stakeholder management
Professional Impact
Throughout his career, Nishant has played a pivotal role in enhancing the compliance and legal functions of the organizations he has worked with. His key achievements include:
- Developed and implemented a comprehensive compliance program at Wint Wealth, which has strengthened the organization's regulatory adherence and risk management practices.
- Provided strategic legal counsel that enabled Scripbox to navigate complex regulatory landscapes and expand its operations successfully.
- Demonstrated strong legal acumen and industry expertise during his secondment at India Resurgence Fund (IndiaRF), contributing to the organization's legal affairs.
- Consistently recognized for his ability to identify and mitigate legal risks, ensuring the organizations he has worked with operate within the highest standards of compliance.
Conclusion
Nishant Prasad is a seasoned legal and compliance professional with a proven track record of driving organizational success in the financial services industry. His strategic approach, deep industry expertise, and commitment to upholding the highest standards of compliance make him a valuable asset to Wint Wealth. Nishant's contributions have been instrumental in strengthening the organization's regulatory adherence and enabling sustainable growth.
