Professional Summary
Professional Overview
Pedro Zambrano Sampaio is a seasoned Finance Governance Risks and Controls Senior Analyst with a diverse background in financial controls, compliance, and operations. He leverages his expertise to drive operational efficiencies and mitigate risks for organizations in the financial services and technology sectors.
Experience Summary
Current Role
As the Finance Governance Risks and Controls Senior Analyst at LPL Financial, Pedro is responsible for overseeing the design, implementation, and monitoring of financial controls and risk management frameworks. He collaborates cross-functionally to identify and address control deficiencies, ensure compliance with regulatory requirements, and enhance the overall financial governance of the organization.
Career Progression
Prior to his current role, Pedro held various positions that have honed his skill set in financial controls and compliance. He served as a Client Compensation Analyst at LPL Financial, where he played a key role in streamlining compensation processes and improving data accuracy. Before that, he worked as a Sales Operations Consultant at Qualcomm, where he optimized sales operations and implemented robust internal controls.
Earlier in his career, Pedro held roles as an Internal Controls and Compliance Manager at Carta Fabril and an Internal Controls and Compliance Coordinator and Specialist at Anglo American. In these positions, he developed expertise in designing and implementing effective control frameworks, conducting compliance audits, and driving continuous improvement initiatives.
Academic Background
Pedro holds an MBA in Finance from San Diego State University and a Bachelor's degree in Accountancy from the University of San Diego. His academic achievements demonstrate a strong foundation in financial management, analytical thinking, and strategic decision-making.
Areas of Expertise
- Financial controls and risk management
- Compliance and regulatory framework implementation
- Process optimization and operational efficiency
- Data analysis and reporting
- Cross-functional collaboration and stakeholder management
- Audit and control testing
- Financial governance and internal controls
Professional Impact
Throughout his career, Pedro has made significant contributions to his organizations, including:
- Streamlining compensation processes and improving data accuracy at LPL Financial, resulting in enhanced client satisfaction and reduced operational risks.
- Optimizing sales operations and implementing robust internal controls at Qualcomm, leading to improved efficiency and compliance.
- Designing and implementing effective control frameworks and driving continuous improvement initiatives at Carta Fabril and Anglo American, contributing to enhanced financial governance and risk mitigation.
Conclusion
With his extensive experience in financial controls, compliance, and operations, Pedro Zambrano Sampaio is well-positioned to drive strategic initiatives and deliver impactful results in his current role as the Finance Governance Risks and Controls Senior Analyst at LPL Financial. His proven track record of success, coupled with his strong academic background, makes him a valuable asset to any organization seeking to enhance its financial governance and risk management practices.
