Robert Cox

Chief Compliance Officer and Managing Director

Professional Overview
Robert Cox is a seasoned financial services executive with over 35 years of experience in the industry. As the Chief Compliance Officer and Managing Director at Kenmar Securities Inc., he is responsible for overseeing the firm's compliance program, risk management strategies, and driving strategic initiatives to ensure the highest standards of regulatory adherence and client service.

Experience Summary

Current Role
As the CCO and Managing Director at Kenmar Securities Inc., Robert is instrumental in developing and implementing comprehensive compliance policies and procedures that align with evolving regulatory requirements. He plays a key role in managing the firm's compliance team, conducting audits, and providing strategic guidance to the executive leadership. Under his leadership, Kenmar Securities has maintained an exceptional record of regulatory compliance and client satisfaction.

Career Progression
Prior to his current role, Robert held various senior-level positions at prominent financial institutions, including Managing Director at G2 Investment Group, LLC, where he spearheaded the firm's sales and distribution efforts, and Managing Director at Drexel Hamilton and Lehman Brothers, where he honed his expertise in compliance, risk management, and business development.

Academic Background
Robert holds a Bachelor's degree in Finance from the University of Pennsylvania, where he graduated with honors. He has also completed advanced training in financial regulation, compliance, and risk management, further strengthening his comprehensive understanding of the industry's regulatory landscape.

Areas of Expertise

• Compliance and regulatory oversight

• Risk management and mitigation

• Strategic business development

• Institutional client relations

• Team leadership and mentorship

Professional Impact
Throughout his career, Robert has played a pivotal role in shaping the compliance and risk management practices of the firms he has served. His industry contributions include serving on various regulatory advisory boards, authoring thought-leadership articles, and actively participating in industry associations. Under his leadership, the compliance programs he has overseen have consistently received high marks from regulatory bodies and industry peers.

Conclusion
With his extensive experience, deep industry expertise, and unwavering commitment to ethical practices, Robert Cox is a respected and trusted leader in the financial services industry. As he continues to guide Kenmar Securities through the evolving regulatory landscape, he remains focused on driving sustainable growth, fostering a culture of compliance, and delivering exceptional value to the firm's clients.