Professional Summary

Professional Overview

Victor Samuel is a seasoned financial services executive and legal professional with extensive experience in regulatory compliance, anti-money laundering (AML) strategies, and securities trading. As the Founder of Adelphi Stock Brokers and NV Global Ventures, he leverages his expertise to provide strategic guidance and innovative solutions to clients in the financial sector.

Current Role

As the Founder of Adelphi Stock Brokers, Victor is responsible for the overall strategic direction, compliance oversight, and business development of the firm. He works closely with clients to develop tailored investment strategies and ensure adherence to regulatory standards. Under his leadership, Adelphi Stock Brokers has established a reputation for delivering exceptional client service and achieving robust investment returns.

Career Progression

Prior to founding Adelphi Stock Brokers, Victor held various leadership roles in the financial industry, including Founder and Managing Partner at NV Global Ventures, National Leader of Regulatory and AML at RSM US LLP, and Senior Regulatory Counsel for AML Strategy and Planning at Citi. His extensive background in regulatory compliance, AML, and securities trading has enabled him to drive strategic initiatives and influence industry best practices.

Academic Background

Victor holds a Juris Doctor (JD) degree with a concentration in securities regulation from Brooklyn Law School, as well as a Master of Business Administration (MBA) in Finance and Investments from Baruch College. He also completed a Fintech Certificate in Future Commerce: Innovation from the Massachusetts Institute of Technology, demonstrating his commitment to staying at the forefront of technological advancements in the financial sector.

Areas of Expertise

Victor's areas of expertise include regulatory compliance, anti-money laundering strategies, securities trading, and financial technology (fintech) innovation. He has a proven track record of navigating complex regulatory environments, implementing effective AML programs, and leveraging technology to drive operational efficiency and client satisfaction.

Professional Impact

Throughout his career, Victor has made significant contributions to the financial services industry. As a National Leader at RSM US LLP, he spearheaded initiatives to enhance regulatory and AML compliance, directly impacting the firm's clients and the broader industry. His leadership and strategic insights have been instrumental in shaping the compliance landscape and fostering trust in financial institutions.

Conclusion

With his extensive industry experience, legal expertise, and entrepreneurial spirit, Victor Samuel is poised to continue making a lasting impact in the financial services sector. As the Founder of Adelphi Stock Brokers and NV Global Ventures, he is dedicated to providing innovative solutions, ensuring regulatory compliance, and delivering exceptional value to his clients.