Vivian Hadis, Esq.
General Counsel & Chief Compliance Officer
Professional Overview
Vivian Hadis is an accomplished legal and compliance executive with over 15 years of experience in the financial services industry. As the General Counsel and Chief Compliance Officer at Odyssey Investment Partners, she is responsible for providing strategic legal counsel, overseeing all compliance-related matters, and ensuring the firm maintains the highest standards of ethical and regulatory compliance.
Experience Summary
Current Role
As General Counsel and Chief Compliance Officer at Odyssey Investment Partners, Vivian is a key member of the firm's senior leadership team. She is responsible for managing the company's legal affairs, including contract negotiations, corporate governance, and risk mitigation. Additionally, she oversees the implementation and enforcement of comprehensive compliance policies and procedures to safeguard the firm and its clients. Under Vivian's guidance, Odyssey Investment Partners has maintained an impeccable regulatory record and strengthened its reputation as a trusted, compliant investment partner.
Career Progression
Prior to her current role, Vivian held several senior legal and compliance positions at J.P. Morgan Private Bank, where she progressed from Vice President and Assistant General Counsel to Compliance Director. In these roles, she played a pivotal part in developing and implementing robust compliance programs, managing complex regulatory matters, and providing strategic legal advice to the firm's leadership. Vivian's early career experience also includes serving as an associate attorney at the prestigious law firm of Dewey & LeBoeuf LLP, where she honed her expertise in alternative investments and trade order management.
Academic Background
Vivian holds a Juris Doctor degree from Columbia Law School, where she graduated cum laude. She also earned a Bachelor of Arts degree in Political Science from the University of Pennsylvania, where she was a member of the prestigious Phi Beta Kappa honor society.
Areas of Expertise
- Financial services law and regulations
- Investment management compliance
- Risk management and mitigation
- Corporate governance and strategic advisory
- Contract negotiation and drafting
- Regulatory reporting and audits
Professional Impact
Throughout her career, Vivian has played a pivotal role in shaping the compliance and legal strategies of leading financial institutions. At Odyssey Investment Partners, she has been instrumental in strengthening the firm's regulatory compliance framework, optimizing its legal processes, and ensuring the highest standards of ethical and professional conduct. Vivian's contributions have been vital in maintaining Odyssey's reputation as a trusted investment partner and safeguarding its clients' interests.
Conclusion
Vivian Hadis is a respected legal and compliance professional with a proven track record of success in the financial services industry. Her extensive expertise, strategic leadership, and unwavering commitment to ethical practices make her a valuable asset to Odyssey Investment Partners and its stakeholders. Vivian is poised to continue driving the firm's continued growth and success while upholding the highest standards of legal and regulatory compliance.
