Lawrence Cowen

General Counsel & Chief Compliance Officer @ Northgate Capital General Counsel & Chief Compliance Officer

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Education

New York Law School

J.D., 1993-01-01 - 1996-01-01

Binghamton University

B.A., Philosophy & Law and Society 1989-01-01 - 1993-01-01

Work Experience

Northgate Capital

Current

Northgate Capital

Ascendant Compliance Management

2011-02-01 - 2017-01-01

Ascendant Compliance Management

Bellatore Financial, Inc.

2008-12-01 - 2011-02-01

Bellatore Financial, Inc.

Shartsis Friese LLP

2007-03-01 - 2008-12-01

Shartsis Friese LLP

PFM Health Sciences

2005-04-01 - 2006-12-01

PFM Health Sciences

K&L Gates

2000-12-01 - 2005-03-01

K&L Gates

Katten Muchin Rosenman LLP

1998-01-01 - 1999-11-01

Katten Muchin Rosenman LLP

Fried Frank

1997-01-01 - 1997-12-01

Fried Frank

The Savoir Club - Executive Knowledge Sharing

1996-09-01 - 1997-12-01

The Savoir Club - Executive Knowledge Sharing

Skills

Hedge Funds Private Equity Investment Advisory Asset Management Due Diligence Asset Managment Venture Capital Investment Management Securities Regulation Derivatives Investments SEC Alternative Investments Mutual Funds Securities Broker-Dealer

Summary

Commercially focused business lawyer and compliance professional with an emphasis on early and late-stage venture capital financings, strategic fund formation and securities law regulatory compliance

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